Puja Roy

I work in close alignment with the leadership team to strategize and develop long-term plans that usher in improved levels of productivity and success for the organization.  In my role, I actively seek opportunities to facilitate client delivery by ensuring process enhancements, driving innovative solutions to gain efficiencies, and augmenting employee engagement activities for our teams in India.  I have a bachelor’s degree in Commerce and Law from the University of Delhi, with a specialization in Corporate Law.  I am a Certified Privacy Professional (CIPP/E) (IAPP) and a Certified Anti-Money Laundering Specialist (CAMS) (ACAMS).

I have over 15 years of hands-on experience in the fields of e-discovery, KYC, business information reporting, compliance and surveillance reviews, contract abstraction, sustainability compliance.  I specialize in client relationship management and business development, including facilitating quarterly and annual business reviews with key stakeholders, focusing on reporting key metrics, profitability, efficiencies gained, best practices, opportunities, and challenges.  I have diverse subject matter exposure, including AML, SEC and internal forensic investigations, breach of contract, mergers and acquisition, insider trading, insurance claims, IBOR, LIBOR, and ISDA documentation, among many other areas.  I plan and scope projects, monitor SLA adherence, manage risks, establish governance and reporting mechanisms, lead client and facility audits, and use my skills to both accurately forecast costs and efforts and lead projects that successfully meet client objectives.  I cherish my talent management responsibilities, especially training and mentoring our team.